تقييم الدور الرقابي لهيئة الأوراق والأسواق المالية السورية:دراسة مقارنة بين الجهات الحكومية والخاصة لقطاع الأوراق المالية السوري

الموضوعات

إدارة

روابط وملفات

التعريف والنوع

رقم الوثيقة

05fae269-93cc-4738-b709-a0410db6994b

رقم العقد

0

نوع الوسائط

Crawler

نوع المحتوى

الرسائل العلمية

صيغة المصدر

رسائل ماجيستير

نوع الملف

pdf text

أسماء الملفات

1966318_1.pdf

بيانات النشر

ترجمة العنوان

Role Evaluation of the Syrian Commission on Financial Markets and Securities as a Regulator: A Comparative Study on Governmental and Private Entities in the Syrian Securities Industry

ألقاب المؤلفين

[{"name_ar":"أحمد تيسير القصار","title_ar":"اعداد","title_en":"Preparation"},{"name_ar":"غذوان علي","title_ar":"اشراف","title_en":"Supervision"}]

اللغة

Arabic

المصدر والدورية

اسم المصدر

تقييم الدور الرقابي لهيئة الأوراق والأسواق المالية السورية:دراسة مقارنة بين الجهات الحكومية والخاصة لقطاع الأوراق المالية السوري

المحتوى والصفحات

عدد الصفحات

168

ترجمة الملخص

This study tries to evaluate the role of the Syrian commission on financial markets and securities “SCFMS” as one of the main regulators of the financial sector in Syria. The researcher chooses to compare between two points of view(the governmental and the privet)about the role of the SCFMS, the main regulator of the Syrian securities industry. Knowing that these two entities unite together to constitute the securities industry in any economy, and each one has its point of view about the regulators .The researcher asked about four elements, Laws & regulations, the organization chart, the surveillance system, and the disclosure rules, which all mixed to make the regulator role of the SCFMS. The researcher used a deductive approach, and a quantitative and qualitative method, depending on two types of data: secondary data through reviewing and briefing on studies and references in libraries, and primary data through developing a questionnaire which had been refined and was verified of its credibility, in addition to some interviews mad by the researcher. The questionnaire was distributed on sample which consists of workers of authorities (governmental entities) and financial establishments (privet entities), in addition to investors in Damascus securities exchange. Descriptive statistical measures were used to describe the characteristics of the elements used in the study. A statistical package for social sciences (spss) was used to analyze the study’s questions and verify its hypothesis through a collection of appropriate statistical methods for data analysis as percentages, means, standard deviation, in addition to the Independent sample T test, and Cronbach’s alpha .The findings show that:There is a difference between the two points of view studied, about how each entity evaluate the regulator role of the Syrian commission on financial markets & securities.The governmental entities consider that the SCFMS is just one of the many regulators of the financial sector which should cooperate, while the private entities look at the SCFMS as the only one regulator of the financial sector.The governmental entities evaluate the role of the board of Commissioners as a successful role, whereas the private entities show unsatisfied attitude. Most private entities in the study sample don't know the difference between the trading systems and the surveillance systemsThe investors in Damascus securities exchange, don't depend on the published disclosures when they decide what to invest and when to invest .The researcher suggested some recommendations as following:All government regulators should recognize the specific role of each other. That is possible when they hold mutual courses and regular meetings. Private entities in the securities industry should be involved when the regulator (SCFMS) issue new laws and regulations.The difference between the main two governmental entities (SCFMS & DSE) in the Syrian financial sector should be clearer, by more efforts on the awareness field.Damascus securities exchange should be considered as a governmental entity not a private one.

إشراف وإعداد

الإشراف

غذوان علي

الإعداد

أحمد تيسير القصار

الاقتباسات الببليوغرافية